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Mark Anthony Lopez

Charles Schwab & Co., Inc.

Helotes, TX

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-28
  • TX RA
    APPROVED
    Since 2020-05-28

Branch Locations

Helotes, TX • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services San Antonio TX 08/2004 05/2020
Usaa Financial Advisors Inc. San Antonio TX 08/2004 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab & Co., Inc. Helotes TX 05/2020 Present
Charles Schwab Bank, Ssb Helotes TX 05/2020 Present
  • 08/2004 → 05/2020
    Usaa Financial Planning Services
    San Antonio, TX
  • 08/2004 → 05/2020
    Usaa Financial Advisors Inc.
    San Antonio, TX
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Helotes, TX
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Helotes, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-13
S63 Uniform Securities Agent State Law Examination 1997-09-29
  • S65 Uniform Investment Adviser Law Examination
    2003-02-13
  • S63 Uniform Securities Agent State Law Examination
    1997-09-29
Designations
Other Names
  • Tony Lopez

View on SEC IAPD

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