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Andrew Spencer Turner

LPl Financial LLC

Atlanta, GA

San Diego, CA

Atlanta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-03
TX RA APPROVED 2022-03-02
  • GA RA
    APPROVED
    Since 2022-03-03
  • TX RA
    APPROVED
    Since 2022-03-02

Branch Locations

800 Battery Ave Se Ste 300 Offices 3137, 3138, Atlanta, GA 30339 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

800 Battery Ave Se,Ste 100 - Office 2109 & 2115, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Decatur GA 12/2003 03/2022
Wells Fargo Advisors Llc Marietta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Marietta GA 11/2016 03/2022
Lpl Financial Llc Atlanta GA 03/2022 Present
Previous Registrations
  • 2009-05-27 → 2022-03-09
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
    Marietta, GA
    Mableton, GA
    Marietta, GA
    Atlanta, GA
    Atlanta, GA
    College Park, GA
    Marietta, GA
    Marietta, GA
    Marietta, GA
    Atlanta, GA
    Marietta, GA
    Hapeville, GA
    Jonesboro, GA
    Morrow, GA
    Morrow, GA
    Morrow, GA
    Union City, GA
    Lithonia, GA
    Decatur, GA
    Acworth, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-23
S63 Uniform Securities Agent State Law Examination 2004-12-20
  • S66 Uniform Combined State Law Examination
    2009-05-23
  • S63 Uniform Securities Agent State Law Examination
    2004-12-20
Other Names
  • Andrew S Turner

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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