Todd Charles Pniewski

Current Employers

Tbms Wealth Llc

Plano, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-31

TX RA
APPROVED

Since 2019-05-31

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Th Wealth Management Llc	Dallas	TX	03/2016	05/2019
Elements Wealth, Llc	Plano	TX	05/2019	Present
Origin Financial	San Francisco	CA	06/2021	01/2022

03/2016 → 05/2019

Th Wealth Management Llc

Dallas, TX
05/2019 → Present

Elements Wealth, Llc

Plano, TX
06/2021 → 01/2022

Origin Financial

San Francisco, CA

Previous Registrations

2021-06-24 → 2022-01-31

Origin Investment Advisory Llc

Planos, TX

Sarasota, FL
2016-03-03 → 2019-05-29

Th Wealth Management Llc

Dallas, TX
2015-08-07 → 2016-02-01

Mml Investors Services, Llc

Dallas, TX
2010-12-10 → 2015-07-22

Wellesley Asset Management, Inc.

Portsmouth, NH
2006-02-21 → 2006-08-07

Pniewski, Todd Charles

Plano, TX
2004-08-17 → 2006-07-20

Hfg Advisors, L.L.C.

Dallas, TX
2004-08-06 → 2005-12-31

Mml Investors Services, Llc

Dallas, TX

Other Businesses

Elements Wealth, LLC; Investment-Related; Plano, Texas; Investment Adviser; Investment Adviser Representative; May 2019; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-08-12
S65	Uniform Investment Adviser Law Examination	2002-08-09

S63 Uniform Securities Agent State Law Examination

2004-08-12
S65 Uniform Investment Adviser Law Examination

2002-08-09

Designations

View on SEC IAPD