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Tracy S Shinn

Park Avenue Securities LLC

Shawnee, KS

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-12
KS RA APPROVED 2009-05-28
MO RA APPROVED 2009-05-28
  • IL RA
    APPROVED
    Since 2026-08-12
  • KS RA
    APPROVED
    Since 2009-05-28
  • MO RA
    APPROVED
    Since 2009-05-28

Branch Locations

Shawnee, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co Olathe KS 04/2009 08/2026
Park Ave Securities Olathe KS 05/2009 08/2026
Guardian Life Insurance Company Shawnee KS 06/2024 08/2026
Guardian Life Insurance Company Shawnee KS 06/2024 08/2026
Guardian Life Insurance Company Shawnee KS 08/2026 Present
Park Avenue Securities Shawnee KS 08/2026 Present
  • 04/2009 → 08/2026
    Guardian Life Ins Co
    Olathe, KS
  • 05/2009 → 08/2026
    Park Ave Securities
    Olathe, KS
  • 06/2024 → 08/2026
    Guardian Life Insurance Company
    Shawnee, KS
  • 06/2024 → 08/2026
    Guardian Life Insurance Company
    Shawnee, KS
  • 08/2026 → Present
    Guardian Life Insurance Company
    Shawnee, KS
  • 08/2026 → Present
    Park Avenue Securities
    Shawnee, KS
Previous Registrations
  • 2008-08-19 → 2009-02-02
    Sunset Financial Services, Inc.
    Olathe, KS
    Kansas City, MO
    Olathe, KS
  • 2000-04-07 → 2008-07-09
    Pruco Securities, Llc.
    St. Louis, MO
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1997-09-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1997-09-12
Designations
Other Names
  • Shane Shinn
  • Tracy Shane Shinn

View on SEC IAPD

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