Vivian Liu

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Orange, CA • United States

815 E Birch St, Brea, CA 92821-5765 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services	Pasadena	CA	06/2008	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

06/2008 → Present

Fidelity Brokerage Services

Pasadena, CA
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Orange, CA

Brea, CA
2008-08-26 → 2018-07-13

Strategic Advisers Llc

Brea, CA

Pasadena, CA
2008-03-03 → 2008-07-08

Banc Of America Investment Services, Inc.

Pasadena, CA
2004-12-08 → 2008-03-04

Td Ameritrade, Inc.

Pasadena, CA

Upland, CA

Pasadena, CA
2006-04-25 → 2008-03-04

Td Ameritrade Investment Management, Llc

Pasadena, CA

Rancho Cucamonga, CA
1997-07-08 → 2004-11-24

Charles Schwab & Co., Inc.

CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-19
S63	Uniform Securities Agent State Law Examination	1997-12-04

S65 Uniform Investment Adviser Law Examination

2005-10-19
S63 Uniform Securities Agent State Law Examination

1997-12-04

Other Names

Vivian Wz Liu
Weizhen Liu
Vivian Weizhen Liu

View on SEC IAPD