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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-25 |
| TX | RA | APPROVED | 2013-10-25 |
Branch Locations
3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States
Somis, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake Village | CA | 10/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 03/2020 | Present |
Board of Directors; Jen Chen Buddhism; Secretary; 17500 Nordhoff St., , Northridge, CA, 91325; Not Investment-Related; 03/14/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-29 |
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