Russell Stewart Goldstein

Current Employers

Employment History

• 02/2007 → Present
  Bank Of America N.A
  Phoenix, AZ
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Phoenix, AZ
  Chandler, AZ
  Scottsdale, AZ
• 2004-06-28 → 2004-10-20
  Quick & Reilly, Inc.
  Phoenix, AZ

Other Businesses

I*71100FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PHOENIX FASHION WEEKINVESTMENT RELATED: NADDRESS OF BUSINESS: PHOENIX, ARIZONA 85034NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/2/2013NUMBER OF HOURS DEVOTED: 65 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5DUTIES: PHOENIX FASHION WEEK EACH YEAR PUTS ON A CHARITY EVENT CALLED "FASHIONABLY PINK" WHICH RAISES MONEY FOR BREAST CANCER. MY ROLE IS TO CHAIR THIS EVENT AND HELP DEVELOP THE VISION ALONG WITH PULLING TOGETHER ALL OF THE PIECES TO MAKE IT HAPPENI*85975FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RGNK HOLDINGS LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:MESA, ARIZONA 85206NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: AN LLC SET UP WITH 50% OWNERSHIP TO PURCHASE RENTAL PROPERTIES. NOT ACTING AS AGENT OR BROKERI*94746FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SEED SPOTINVESTMENT RELATED: NADDRESS OF BUSINESS: 2828 N CENTRAL AVE 7TH FLOOR, PHOENIX, ARIZONA 85004NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: SEED SPOT 'S MISSION IS TO EDUCATE, ACCELERATE, AND INVEST IN ENTREPRENEURS WHO SOLVE SOCIAL PROBLEMS. BOARD MEMBERS ROLE IS TO SERVE - OBEDIENCE, LOYALTY, PRUDENCE, ENSURE NECESSARY RESOURCES, ADVOCACY, GOVERNANCE, AND SET THE STRATEGIC DIRECTION I*4628286 Entity Type: Entity Charitable Name of OBA: Teach For America Address: Phoenix, Arizona, 85018 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/07/2026 Number of Hours: 4, Monthly Number of Hours during trading: 4, Monthly Duties: Teach For America is a leadership development organization for those who want to co-create a more just world alongside young people in their communities. Today we are a network of more than 72,000 leaders who started in the classroom and remain in lifelong pursuit of the vision that one day, all children will have the opportunity to attain an excellent education. Teach For America is a national network of leaders working to expand access to opportunity for students starting in the classroom. We all remember the educators who shaped us. At TFA, that impact goes both ways: teaching transforms students, teachers, and tutors alike. Our Mission Teach For America finds, develops and supports extraordinary leaders to transform education and expand opportunity for all children. Our Why We envision a world where educators, policymakers, parents, and students are working together to ensure that their communities¿ children have the foundation they need to learn, lead, thrive, and shape a better future for themselves A governing board member has many responsibilities. Legal: Duty of care, loyalty and obedience. Top 3: Oversight, Ensure resources and Strategic Direction Determine mission and purpose. It is the board¿s responsibility to create and review a statement of mission and purpose that articulates the organization’s goals, means, and primary constituents served. Select the chief executive. Boards must reach a consensus on the chief executive’s responsibilities and undertake a careful search to find the most qualified individual for the position. Support and evaluate the chief executive. Ensure effective planning. Boards must actively participate in an overall planning process and assist in implementing and monitoring the plan’s goals. Monitor and strengthen programs and services. Ensure adequate financial resources. One of the boar

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-08
• S63 Uniform Securities Agent State Law Examination
  1997-10-04