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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NC RA APPROVED 2019-07-11
TX RA APPROVED_RES 2016-10-27
NJ RA APPROVED 2014-03-19
  • NY RA
    APPROVED
    Since 2021-04-07
  • NC RA
    APPROVED
    Since 2019-07-11
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • NJ RA
    APPROVED
    Since 2014-03-19

Branch Locations

2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States

Weddington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Jericho NY 01/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-18
S63 Uniform Securities Agent State Law Examination 1997-09-02
  • S65 Uniform Investment Adviser Law Examination
    2014-03-18
  • S63 Uniform Securities Agent State Law Examination
    1997-09-02
Designations

View on SEC IAPD

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