Glenn Paul Wittpenn

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2026-02-05
NY	RA	APPROVED	2021-07-27
FL	RA	APPROVED	2020-10-30
TX	RA	APPROVED_RES	2016-02-22
NJ	RA	APPROVED	2016-02-19

VT RA
APPROVED

Since 2026-02-05
NY RA
APPROVED

Since 2021-07-27
FL RA
APPROVED

Since 2020-10-30
TX RA
APPROVED_RES

Since 2016-02-22
NJ RA
APPROVED

Since 2016-02-19

Branch Locations

New York, NY • United States

Brownsville, VT • United States

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	New York	NY	02/2016	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

02/2016 → 11/2016

Wells Fargo Advisors, Llc

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Previous Registrations

2003-01-17 → 2016-03-08

Credit Suisse Securities (Usa) Llc

New York, NY

New York, NY
2002-07-09 → 2003-01-17

Pershing Llc

New York, NY

Other Businesses

UNION LEAGUE CLUB, NOT INV RELATED, NEW YORK, NY, LESS THAN 1% OWNERSHIP, START: 2/2014, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: SOCIAL CLUB.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-19
S63	Uniform Securities Agent State Law Examination	1997-08-08

S65 Uniform Investment Adviser Law Examination

2000-04-19
S63 Uniform Securities Agent State Law Examination

1997-08-08

View on SEC IAPD