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11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2012-05-29 |
Branch Locations
11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lightfield Wealth Management | Elkridge | MD | 01/2003 | Present |
| Horter Investment Management, Llc | Cincinati | OH | 05/2012 | Present |
| Columbia Tax Advisory Group, Llc | Columbia | MD | 01/2014 | Present |
The Name of the other business: Columbia Tax Advisory Group, LLC Investment Related?: No Address of other business: 6231 Sutton Court Nature of other business: Tax and accounting work Your position: Managing Member Start Date: 02/2014 How many hours you devote to the other business per month: 120 hours How many hours you devote to the other business during securities trading hours: 6 Briefly describe your duties: Income tax preparation and monthly write up work. The Name of the other business: Lightfield Wealth Management Investment Related?: Yes Address of other business: 6231 Sutton Court, Elkridge, MD 21075 Nature of other business: Financial planning, investment advice, and insurance products Your position: Owner Start Date: 05/2012 How many hours you devote to the other business per month: 40 hours How many hours you devote to the other business during securities trading hours: 2 hours Briefly describe your duties: financial planning and investment advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-18 |
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