Ryan York Poage

Current Employers

Ryan Poage & Co.

4435 Main St. Suite 750, Kansas City, MO 64111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2014-10-24
KS	RA	APPROVED	2012-03-30
MO	RA	APPROVED	2011-07-01

CO RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2014-10-24
KS RA
APPROVED

Since 2012-03-30
MO RA
APPROVED

Since 2011-07-01

Branch Locations

4435 Main St. Suite 750, Kansas City, MO 64111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ryan Poage & Co., Llc	Kansas City	MO	11/2006	Present
Purshe Kaplan Sterling Investments	Albany	NY	07/2011	Present

11/2006 → Present

Ryan Poage & Co., Llc

Kansas City, MO
07/2011 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2007-07-27 → 2011-06-30

Securities America Advisors, Inc.

Kansas City, MO

Other Businesses

(1) RYAN POAGE & CO. FIXED INSURANCE SALES; NOT INVESTMENT RELATED; At registered location; 7/2007; 1 HR/MONTH; 0 HRS/MONTH DURING TRADING HRS; FIXED INSURANCE SALES. (2) RYAN POAGE & CO.; INVESTMENT RELATED; At registered location; RIA; PRESIDENT; 7/2007; 145 HRS/MONTH; 6 HRS DURING TRADING HOURS; OVERSEE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING. 3) SOR HOLDINGS, LLC, At registered location. INVESTMENT RELATED, 10/2015-PRESENT. LLC USED FOR PERSONAL ASSET REGISTRATION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-08-19

S63 Uniform Securities Agent State Law Examination

1997-08-19

Designations

View on SEC IAPD