Michael Donald Ozburn

Current Employers

Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-13
TN	RA	APPROVED	2018-12-21
LA	RA	APPROVED	2018-12-17

TX RA
APPROVED

Since 2023-01-13
TN RA
APPROVED

Since 2018-12-21
LA RA
APPROVED

Since 2018-12-17

Branch Locations

Lookout Mountain, TN • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Loring Ward	San Jose	CA	03/2014	11/2018
Foreside Financial Services, Llc	Lookout Mountain	TN	10/2018	Present
Focus Advisor Solutions, Llc	Lookout Mountain	TN	12/2018	Present

03/2014 → 11/2018

Loring Ward

San Jose, CA
10/2018 → Present

Foreside Financial Services, Llc

Lookout Mountain, TN
12/2018 → Present

Focus Advisor Solutions, Llc

Lookout Mountain, TN

Previous Registrations

2014-03-12 → 2018-12-17

Lwi Financial Inc.

San Jose, CA

Atlanta, GA

Other Businesses

1) Focus Advisor Solutions, LLC; Investment Related; Investment; Lockout Mountain, TN; Divisional Manager; Provide business and investment solutions to Buckingham advisors; 11/2018; 160 hrs/mo; 160 hrs/trading/mo. 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF BAM ADVISOR SERVICES, LLC., THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FINANCIAL SERVICES, LLC., AN UNAFFILIATED BROKER DEALER. THE ASSOCIATES IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FINANCIAL SERVICES, LLC. ACTING AS THE MUTUAL FUND DISTRIBUTOR FOR THE SA FUND UNDER BAM ADVISOR SERVICES, LLC.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-02-20

S63 Uniform Securities Agent State Law Examination

1998-02-20

Designations

View on SEC IAPD