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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Bumpass | VA | 08/2014 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) H FRANK RAMEY, III, BUMPASS, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,10/01/76, NIR, 10 HR/WK- 1/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/23/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) PLANNOW FINANCIAL, Bumpass VA 23024, 09/2022, INSURANCE AGENT, Using a DBA, INV REL, 2 HR/MO - 2 HR/MO TRADING 4) HUBERT F. RAMEY / Bumpass VA 23024 / 07/2021 / INSURANCE AGENT / INV REL / 10 HR/MO 10 HR TRADING 5) FRANK RAMEY, ROTARY, 2420 Kentucky Springs Rd, Bumpass VA 23024, United States, 07/2026, PAST PRESIDENT, FOUNDATION CHAIR, BOARD MEMBER/OFFICER/DIRECTOR/COMMITTEE MEMBER/BOARD TRUSTEE, NIR, 4 HR/MO - 0 HR/MO TRADING. 6) ROTARY CLUB OF LAKE ANNA, 2420 Kentucky Springs Rd, Bumpass VA 23024, United States, 07/2026, BOARD MEMBER, VOLUNTEER, NIR, 4 HR/MO - 4 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-23 |
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