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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-23
  • VA RA
    APPROVED
    Since 2021-04-23

Branch Locations

Bumpass, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Bumpass VA 08/2014 04/2021
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
  • 08/2014 → 04/2021
    Lincoln Financial Securities Corporation
    Bumpass, VA
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2014-08-04 → 2021-04-26
    Osaic Fs, Inc.
    Bumpass, VA
    Virginia Beach, VA
  • 2010-12-15 → 2014-08-05
    Msi Financial Services, Inc.
    Warrenton, VA
    Reston, VA
Other Businesses

1) H FRANK RAMEY, III, BUMPASS, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,10/01/76, NIR, 10 HR/WK- 1/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/23/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) PLANNOW FINANCIAL, Bumpass VA 23024, 09/2022, INSURANCE AGENT, Using a DBA, INV REL, 2 HR/MO - 2 HR/MO TRADING 4) HUBERT F. RAMEY / Bumpass VA 23024 / 07/2021 / INSURANCE AGENT / INV REL / 10 HR/MO 10 HR TRADING 5) FRANK RAMEY, ROTARY, 2420 Kentucky Springs Rd, Bumpass VA 23024, United States, 07/2026, PAST PRESIDENT, FOUNDATION CHAIR, BOARD MEMBER/OFFICER/DIRECTOR/COMMITTEE MEMBER/BOARD TRUSTEE, NIR, 4 HR/MO - 0 HR/MO TRADING. 6) ROTARY CLUB OF LAKE ANNA, 2420 Kentucky Springs Rd, Bumpass VA 23024, United States, 07/2026, BOARD MEMBER, VOLUNTEER, NIR, 4 HR/MO - 4 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-07
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S65 Uniform Investment Adviser Law Examination
    2010-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23
Other Names
  • Frank Ramey
  • H Frank Ramey

View on SEC IAPD

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