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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED_RES | 2019-01-02 |
Branch Locations
915 Broadway Ground Floor, New York City, NY 10010 • United States
1300 Avenue Of The Americas, New York City, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | New York | NY | 11/2004 | Present |
| Charles Schwab Bank | New York City | NY | 02/2005 | Present |
Seton Hall University|Investment Related:No|400 South Orange Avenue;South Orange;NJ;07079;USA|Education|Adjunct Professor|2026-01-20|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I was asked to teach spring semester of the investment and tax course. It would be 1 evening a week from 6:30pm to 9pm. The investment portion is going through exam prep for SIE for students. The tax portion I am unclear of but have a meeting with the dean next week to find out more.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-25 |
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