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Nicholas Sanghyung Han

Daehan Securities,Inc

Los Angeles, CA

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Current Employers
Daehan Securities,Inc

3435 Wilshire Blvd Ste 1400, Los Angeles, CA 90010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-05-16
  • CA RA
    APPROVED
    Since 2013-05-16

Branch Locations

3435 Wilshire Blvd Ste 1400, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daehan Securities, Inc Santa Clarita CA 02/2013 Present
Kayan Securities Inc Loa Angeles CA 08/2013 08/2017
Kayan Securities, Inc. Los Angeles CA 08/2024 12/2025
Kayan Securities, Inc. Los Angeles CA 07/2026 Present
  • 02/2013 → Present
    Daehan Securities, Inc
    Santa Clarita, CA
  • 08/2013 → 08/2017
    Kayan Securities Inc
    Loa Angeles, CA
  • 08/2024 → 12/2025
    Kayan Securities, Inc.
    Los Angeles, CA
  • 07/2026 → Present
    Kayan Securities, Inc.
    Los Angeles, CA
Other Businesses

OBA #1: Unification Education council-OC.SD Chapter, 251 E. Imperial Hwy #411, Fullerton, CA 92835, Non-profit organization for Education and research for unification of the peninsula of Korea, started May 1, 2022, less than 5 hours/month, Vice-president OBA #2: Daehan Securities Inc, 17504 Dove Willow St, Santa Clarita, CA 91387, Registered Investment Advisor, started Feb 26, 2013, 30 hours/week, CEO/Investment Advisor, Investment Advisory Services OBA #3: SHWM Insurance Solutions, Not investment-related, Address: same as #2, Sale of insurance products, agent, start date 5/22/2025, 5% of time devoted. Estimated annual income: less than $30,000

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-06
S65 Uniform Investment Adviser Law Examination 2017-11-15
  • S63 Uniform Securities Agent State Law Examination
    2024-12-06
  • S65 Uniform Investment Adviser Law Examination
    2017-11-15
Other Names
  • Sanghyung Han

View on SEC IAPD

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