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48 Wall Street, Madison, CT 06443 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-04-17 |
Branch Locations
20 Bay Street, Westport, CT 06880 • United States
48 Wall Street, Madison, CT 06443 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Asset Management | New York | NY | 08/2011 | 03/2020 |
| Principle Wealth Partners Llc | Madison | CT | 04/2020 | Present |
1) WESTPORT WOMAN'S CLUB, YES, 44 IMPERIAL AVENUE WESTPORT CONNECTICUT 06880, PHILANTHROPIC ORGANIZATION WITH GOAL OF RAISING FUNDS FOR CHARTABLE, EDUCATIONAL, CULTURAL AND PUBLIC HEALTH SERVICES IN WESTPORT AND SURROUNDING TOWNS, BOARD MEMBER, SECOND VICE PRESIDENT, 05/2020, APPROXIMATELY 5 HOURS/MONTH, 0 HOURS/MONTH, ASSISTS WITH THE MANAGEMENT OF FINANCES AS WELL AS BUDGETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-07 |
| S66 | Uniform Combined State Law Examination | 1997-12-16 |
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