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Current Employers
Kcd Financial, Inc.

3061 Allied Street Suite B, Green Bay, WI 54304 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-03-10
  • WI RA
    APPROVED
    Since 2020-03-10

Branch Locations

Bayside, WI • United States

3061 Allied Street Suite B, Green Bay, WI 54304 • United States

630 W. Aspenwood Court, Bayside, WI 53217 • United States

Bayside, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc Minneapolis MN 11/2007 Present
Previous Registrations
  • 2008-01-07 → 2018-04-06
    Milwaukee, WI
  • 2004-09-13 → 2007-12-31
    First Midamerica Investment Corporation
    Milwaukee, WI
    Milwaukee, WI
  • 2003-03-05 → 2003-04-22
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-13
S63 Uniform Securities Agent State Law Examination 1997-08-21
  • S65 Uniform Investment Adviser Law Examination
    2001-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-08-21
Other Names
  • Stephen Francis Duhr

View on SEC IAPD

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