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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-01-09
  • CA RA
    APPROVED
    Since 2003-01-09

Branch Locations

Austin, TX • United States

301 9Th Street, Suite 102, Redlands, CA 92374 • United States

255 E Rincon St., Ste 221, Corona, CA 92879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A Jay Munoz Redlands CA 01/2000 Present
Planmember Securities Corp. Carpinteria CA 01/2003 Present
  • 01/2000 → Present
    A Jay Munoz
    Redlands, CA
  • 01/2003 → Present
    Planmember Securities Corp.
    Carpinteria, CA
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT; START 1997.;104 EAST STATE STREET #G, Redlands CA 92373; 2) HIGHMARK ADMINISTRATION AND CONSULTING; ADMINISTRATION AND CONSULTING FOR SCHOOL DISTRICT RETIREMENT PLANS; 34188 Pacific Coast Highway,Ste D, Dana Point CA 92629 START 08/11; 1 HRS/MO; 0 HRS/MO IR;DURING TRADING HOURS; $5K-$10K/YR; SOLICITING POTENTIAL EMPLOYERS TO ENTER INTO CONTRACTS; IR. 3)RENTAL PROPERTY:2174 CHAPARREL LANE, MENTONE, CA 9235;START DATE: 9/1/2006;SOLE PROPRIETOR;NUM OF HRS/MTH DEVOTED TO THIS BUS:4; NUM OF HRS/MTH DEVOTED TO THIS BUS. DURING TRADING HOURS:0 ;IR 4)AJM Financial Inc.; 104 East State Street Suite G Redlands CA 92373; start date 2/7/20; owner/officer; banking only entity to capture tax advantages of a corporate structure; 1 hr/mo; 0 hrs/mo during trading; NIR 5) The Grove School; 200 Nevada St, Redlands CA 92373; START DATE: 04/15/2021; Director/Treasurer; Board Member and, as Treasurer, also have additional duties including chairing the finance committee and monitoring school finances, property, and the budget; 4 hrs/mo; 0 hrs/mo during trading; NIR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-15
S63 Uniform Securities Agent State Law Examination 1997-10-28
  • S66 Uniform Combined State Law Examination
    2001-08-15
  • S63 Uniform Securities Agent State Law Examination
    1997-10-28
Other Names
  • A Jay Munoz

View on SEC IAPD

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