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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-02-06
NJ RA APPROVED 2002-09-16
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • NJ RA
    APPROVED
    Since 2002-09-16

Branch Locations

90 Crystal Run Rd, Middletown, NY 10941 • United States

Chester, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montvale NJ 09/1999 Present
Bank Of America, N.A. Montvale NJ 09/2009 Present
Other Businesses

I*37346FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SCOTT KENDRICKINVESTMENT RELATED: NOADDRESS OF BUSINESS: CHESTER, NEW YORK 10918NATURE OF BUSINESS: OTHER, PERSONALLY OWNER REAL ESTATEPOSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 2/1/2010NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LANDLORD FOR PROPERTY IN MONROE, NY 10950I*: 2183292Entity Type: For ProfitName of OBA: Nolamaura Realty, LLCAddress: Goshen, NY 19024Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 02/12/2025Number of Hours: 5 hrs annuallyNumber of Hours during trading: 0Duties: LLC to buy a commercial rental property. I*4686269 Entity Type: Entity For Profit Name of OBA: K LLC Address: Goshen, New York, 10924 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/15/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: to own and manage rental properties Owner and co-manager of the rental properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-04
  • S66 Uniform Combined State Law Examination
    2000-12-04

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