Brant Earl Spesshardt

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-07-28
TX	RA	APPROVED	2026-07-28

NC RA
APPROVED

Since 2026-07-28
TX RA
APPROVED

Since 2026-07-28

Branch Locations

343 E. Six Forks Road, Suite 100, Raleigh, NC 27609 • United States

343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

15720 Brixham Hill Avenue, Suite 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities	Raleigh	NC	02/2000	11/2023
Osaic Wealth, Inc.	Raleigh	NC	11/2023	07/2026
Lpl Financial Llc	Raleigh	NC	07/2026	Present

02/2000 → 11/2023

Fsc Securities

Raleigh, NC
11/2023 → 07/2026

Osaic Wealth, Inc.

Raleigh, NC
07/2026 → Present

Lpl Financial Llc

Raleigh, NC

Previous Registrations

2023-11-03 → 2026-07-31

Osaic Wealth, Inc.

Charlotte, NC

Raleigh, NC
2004-11-11 → 2023-11-03

Fsc Securities Corporation

Raleigh, NC

Raleigh, NC

Raleigh, NC

Other Businesses

1. 07/2026 - STEWARD WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/28/2026 2. 07/2026 - Brant Spesshardt - Non-Variable Insurance - Investment Related - 08 Hrs/Mth - 08 Hrs During Trading - Raleigh, NC 27609 - OBA Start Date: 07/11/2000

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-02
S63	Uniform Securities Agent State Law Examination	2000-03-08

S65 Uniform Investment Adviser Law Examination

2004-09-02
S63 Uniform Securities Agent State Law Examination

2000-03-08

Designations

View on SEC IAPD