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Michael Townsend Lawrence

LPl Enterprise, LLC

Indianapolis, IN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Indianapolis IN 10/2012 09/2020
Prudential Insurance Company Of America Indianapolis IN 11/2020 Present
Pruco Securities, Llc. Indianapolis IN 11/2020 11/2024
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
Previous Registrations
  • 2020-11-13 → 2024-11-14
    Pruco Securities, Llc.
    Indianapolis, IN
    Indianapolis, IN
  • 2012-10-01 → 2020-10-05
    J.P. Morgan Securities Llc
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2011-12-13 → 2012-10-01
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2006-01-03 → 2011-11-21
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-03
S63 Uniform Securities Agent State Law Examination 1998-10-22
  • S66 Uniform Combined State Law Examination
    2005-03-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-22

View on SEC IAPD

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