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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-05 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Minneapolis St Paul | MN | 03/2013 | 11/2020 |
| Tiaa | Minneapolis St Paul | MN | 03/2013 | 11/2020 |
| Rbc Capital Markets, Llc | Chicago | IL | 11/2021 | Present |
| Unemployed | Rogers | MN | 12/2020 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-14 |
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