Eric Maxwell Shoenfeld

Current Employers

Employment History

• 07/2013 → 11/2016
  Tmfs Advisors, Llc
  Overland Park, KS
• 11/2016 → 04/2019
  Financial Engines Advisors L.L.C.
  Richmond, VA
• 04/2019 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2016-11-30 → 2019-05-23
  Edelman Financial Engines
  Richmond, VA
• 2013-07-01 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Overland Park, KS
  Richmond, VA
• 2005-11-02 → 2013-07-02
  The Mutual Fund Store
  Glen Allen, VA

Other Businesses

1) Real Estate, non-investment related, Richmond.VA, Owner, Start Date 05/2007 Zero Hours per month devoted to business or to business during trading hours, passive ownership only 2) Marion Plaza Venture, non-investment related, Marion, VA, 05/2015, Zero Hours per month devoted to business or to business during trading hours, passive ownership only 3) Danville Riverside Partners, non-investment related, Danville, VA, 01/2016, Zero Hours per month devoted to business or to business during trading hours, passive ownership only 4) Biz Cents, non-investment related, Richmond, VA, 07/2016, Zero Hours per month devoted to business or to business during trading hours, passive ownership only 5) Commonwealth of Virginia, Notary Public, non-investment related, 3900 Westerre Parkway -#300, Richmond, VA 23233, provide notary services as needed, no compensation 1 hour per month, 1 hour during trading hours. 6) Richmond Jewish Foundation, 5403 Monument Ave, Richmond, VA 23226, Treasurer/Trustee of Foundations 403(b) plan, 12/2024 , <3 hours per month, <3 hours per month during trading, duties include completing ongoing due diligence on third party investment managers as needed 7) Social Capital Investments, LLC, non-investment related, 2801 Pleasant Lake Drive, Richmond, VA 23233, Managing Member, 11/2020, Administrative in Nature, Maintains payroll and pays expenses for Mr. Shoenfeld related to his contract with Prime Capital Investment Advisors, LLC, devotes <5 hours per month, <5 hours per month during trading, Ownership Duties as needed 8) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 9) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT, 03/2022, 2 HRS./MO., 2 HRS. 10 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 10) JEWISH FAMILY SERVICES (JFS), NON INVESTMENT RELATED, 6718 PATTERSON AVE, RICHMOND, VA 23226, HEALTH & HUMAN SERVICES, VOLUNTEER BOARD MEMBER, PRESIDENT OF THE BOARD (JUNE 2021-MAY 2023),06/2021, 10 HRS./MO., 2 HOURS DURING TRADING, RUN BI MONTHLY BOARD MEETINGS AND CONDUCT PERIODIC MEETINGS WITH THE ED/ CEO OF THE ORGANIZATION. 11) COLEMAN MARKETPLACE SHOPPING CENTER, LLC, INVESTMENT RELATED, 155 HOLT GARRISON PARKWAY, DANVILLE, VA 24540, SHOPPING MALL, PASSIVE INVESTOR, 06/2023, <1 HOURS PER MONTH, <1 HOURS PER MONTH DURING TRADING, NO DUTIES RELATED TO THE BUSINESS, JUST INVESTOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-01

Other Names

• Eric M Shoenfeld