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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-12-14
  • CT RA
    APPROVED
    Since 2020-12-14

Branch Locations

New Canaan, CT • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

243 Tresser Blvd 17Th Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Services Network, Llc Atlanta GA 08/2016 Present
Equable Investment Management, Llc Mount Kisco NY 08/2016 03/2024
Equable Investment Management, Llc Stamford CT 08/2016 Present
  • 08/2016 → Present
    Advisory Services Network, Llc
    Atlanta, GA
  • 08/2016 → 03/2024
    Equable Investment Management, Llc
    Mount Kisco, NY
  • 08/2016 → Present
    Equable Investment Management, Llc
    Stamford, CT
Other Businesses

Equable Investment Management, LLC Business is not investment-related. Title: Manager Business provides the administrative services for Equable Portfolio Management, A Member of Advisory Services Network, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-06
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S65 Uniform Investment Adviser Law Examination
    2007-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28
Other Names
  • Anne Bartholomew Bruce

View on SEC IAPD

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