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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-05-15
TX RA APPROVED_RES 2025-05-15
  • GA RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

590 Commerce Park Drive Se, Marietta, GA 30061 • United States

2018 Cumming Highway, Canton, GA 30115 • United States

2050 Cobb Parkway, Nw, Kennesaw, GA 30152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 08/2011 05/2025
Lpl Financial Llc Austell GA 05/2025 Present
  • 08/2011 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Austell, GA
Previous Registrations
  • 2011-09-19 → 2025-05-15
    Cuso Financial Services, L.P.
    Marietta, GA
    Acworth, GA
    Marietta, GA
    Hiram, GA
    Austell, GA
    Dallas, GA
    Roswell, GA
    Marietta, GA
    Smyrna, GA
    Alpharetta, GA
    Smyrna, GA
    Woodstock, GA
    Sandy Springs, GA
    Kennesaw, GA
    Cartersville, GA
    Calhoun, GA
    Rome, GA
    Acworth, GA
    Canton, GA
    Marietta, GA
  • 2004-01-29 → 2011-08-25
    Birmingham, AL
    Mableton, GA
  • 2003-09-10 → 2003-11-25
    Raymond James Financial Services, Inc.
    Atlanta, GA
Other Businesses

1- 05/15/2025 - LGE Investment Group - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-12
S63 Uniform Securities Agent State Law Examination 1999-12-28
  • S65 Uniform Investment Adviser Law Examination
    2001-06-12
  • S63 Uniform Securities Agent State Law Examination
    1999-12-28

View on SEC IAPD

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