Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-30 |
| TX | RA | APPROVED_RES | 2023-08-25 |
Branch Locations
2398 E Camelback Rd, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 11/2008 | 08/2023 |
| Bank Of America, N.A. | Phoenix | AZ | 09/2009 | 08/2023 |
| Morgan Stanley Smith Barney Llc | Phoenix | AZ | 08/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2023 | Present |
ST. VINCENT DE PAUL / NON-INVESTMENT RELATED / PHOENIX, AZ / CHARITABLE ORGANIZATION / ADVISORY BOARD MEMBER / START 01-MARCH-2017 / 10 HOURS DEVOTED MONTHLY / 0 DURING TRADING HOURS / MEMBER ON THE ADVISORY BOARD; WORK TO HELP WITH ADVOCACY, ORGANIZATIONAL DIRECTION AND FUNDRAISING. *569061- TYFYTITE PROPERTIES, LLC; Investment related Yes; Phoenix, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 5; Rental property duties *569063- HEAD TURNER PROPERTIES LLC; Investment related Yes; Phoenix, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 5; real estate duties *590173- Girl Scouts of America, Cactus-Pines COuncil; Investment related: No; Phoenix, Arizona; Children/Youth, Civic/Community; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 10; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-12 |
Reach out to this advisor