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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-08 |
| TX | RA | APPROVED | 2025-10-08 |
Branch Locations
864 Schooner Dr Unit 101 (T101), Ventura, CA 93001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co | Ventura | CA | 07/2014 | 10/2025 |
| Lpl Financial Llc | Ventura | CA | 10/2025 | Present |
1. 10/2025 - AVENNDI LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1.5 Hour(s)/Month - 0 Hour(s) During Trading - Ventura, CA, 93001 - OBA Start Date: 09/13/2001 2. 10/2025 - NVST Asset Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported Business Location (s)- OBA Start Date: 10/8/2025 3. 10/2025 - JOHN KENNEDY - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Ventura, CA 93001 - OBA Start Date: 07/01/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-13 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-02 |
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