Thomas Edward Haynes

Current Employers

Vine Capital Management, Llc

Temecula, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-15
CA	RA	APPROVED	2015-08-04

TX RA
APPROVED_RES

Since 2016-01-15
CA RA
APPROVED

Since 2015-08-04

Branch Locations

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vine Capital Management, Llc	Temecula	CA	08/2015	Present
Lpl Financial Insurance Associates	Temecula	CA	08/2004	Present

08/2015 → Present

Vine Capital Management, Llc

Temecula, CA
08/2004 → Present

Lpl Financial Insurance Associates

Temecula, CA

Previous Registrations

2004-08-14 → 2015-08-28

Lpl Financial Llc

Sun City, CA
2003-07-01 → 2004-08-25

Wells Fargo Clearing Services, Llc

San Diego, CA
1999-11-04 → 2003-07-01

Prudential Equity Group, Llc

San Diego, CA

Other Businesses

1. LPL Financial Insurance Associates; NON-INVESTMENT RELATED; 4707 Executive Drive, San Diego, CA 92121-3091; Insurance agent; 1 hour per month; 0 hours during trading hours; Selling life insurance policies.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-09-15

S66 Uniform Combined State Law Examination

1997-09-15

Other Names

Thomas E Haynes

View on SEC IAPD