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Current Employers
Dwd Portfolio Solutions, Inc.

151 Roessler Rd Suite 103, Pittsburgh, PA 15220 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-06
OH RA APPROVED 2024-12-05
PA RA APPROVED 2017-12-12
  • NC RA
    APPROVED
    Since 2024-12-06
  • OH RA
    APPROVED
    Since 2024-12-05
  • PA RA
    APPROVED
    Since 2017-12-12

Branch Locations

151 Roessler Rd Suite 103, Pittsburgh, PA 15220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prime Solution Advisors, Llc Pittsburgh PA 02/2001 12/2017
Fortune Financial Services, Inc New Brighton PA 03/2012 Present
Dwd Portfolio Solutions, Inc. Pittsburgh PA 12/2017 Present
  • 02/2001 → 12/2017
    Prime Solution Advisors, Llc
    Pittsburgh, PA
  • 03/2012 → Present
    Fortune Financial Services, Inc
    New Brighton, PA
  • 12/2017 → Present
    Pittsburgh, PA
Previous Registrations
  • 2002-01-10 → 2018-03-15
    Pittsburgh, PA
    Pittsburgh, PA
  • 2004-12-16 → 2007-10-02
    Wharton Equity Corporation
    Wayne, PA
    Wayne, PA
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

1. SAM D'ALESANDRO SOLE PROPRIETOR. LIFE INSURANCE AND BROKER DEALER SALES. DEVOTE 2-4 HRS/MO. COMPENSATION $20,000 TO $50,000 FROM COMMISSIONS. ESTABLISHED CONNECTION 1997. PLAN TO CONTINUE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-13
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S65 Uniform Investment Adviser Law Examination
    2001-12-13
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16

View on SEC IAPD

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