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Tampa, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compliance Assist | Tampa | FL | 06/2016 | Present |
| Sharespost Financial Corporation | San Francisco | CA | 04/2017 | 09/2019 |
| Bitgo Financial, Llc | Palo Alto | CA | 07/2019 | 12/2019 |
| Brex Treasury, Llc | San Francisco | CA | 08/2019 | 06/2020 |
| Prometheus Alternative Investments, Inc | Tampa | FL | 03/2021 | Present |
| Prometheus Financial Llc | Tampa | FL | 12/2021 | Present |
| Prometheus Financial Advisors, Llc | Tampa | FL | 03/2021 | 01/2025 |
| Pave Securities, Llc | New York | NY | 06/2023 | 09/2024 |
| Prometheus Financial Advisors, Llc | Tampa | FL | 01/2025 | Present |
(1) COMPLIANCE ASSIST; INVESTMENT RELATED; EMERYVILLE, CA; OUTSOURCED ACCOUNTING TO FINANCIAL FIRMS; OWNER/CONSULTANT; START 06/2016; APPROXIMATELY 5 HOURS PER MONTH. (2) PROMETHEUS ALTERNATIVE INVESTMENTS, INC.; INVESTMENT-RELATED; 21255 BURBANK BLVD, SUITE 120, WOODLAND HILLS, CA 91367; HOLDING PARENT COMPANY OF VARIOUS SUBSIDIARIES; EMPLOYEE; START DATE: 03/2021; APPROXIMATELY 160 HOURS PER MONTH; APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS; HR, FINANCE, COMPLIANCE DUTIES. (3) PROMETHEUS FINANCIAL, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; REGISTERED BROKER-DEALER; CCO/FINOP; START 12/2021; APPROXIMATELY 80 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS. (4) PROMETHEUS FINANCIAL ADVISORS, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; CHIEF COMPLIANCE OFFICER; START 10/2022; APPROXIMATELY 20 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-02 |
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