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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

1425 Jefferson Road, Rochester, NY 14623 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

1425 Jefferson Road, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 07/1997 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 07/2011 09/2019
Lincoln Investment Rochester NY 01/2017 Present
  • 07/1997 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 07/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Rochester, NY
Previous Registrations
  • 2012-03-01 → 2019-10-04
    Legend Advisory, Llc
    Rochester, NY
    Palm Beach Gardens, FL
Other Businesses

SECURITY MUTUAL POSITION: Writing Agent NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2017 ADDRESS: 1425 Jefferson Road, Rochester NY 14623, United States DESCRIPTION: As of 9/5/18 all fixed annuity, long term care and term insurance business will be placed through Lincoln. Continuing to service and receive residuals on previous insurance business. MGL RETIREMENT SOLUTIONS POSITION: Owner NATURE: Health care sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2019 ADDRESS: 12 Tilsit Way, Webster NY 14580, United States DESCRIPTION: Enroll qualified individuals in medicare plans NY MEDICARE SPECIALISTS POSITION: I educate clients on Medicare and help them enroll NATURE: Medicare INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 09/02/2019 ADDRESS: 1425 Jefferson Road, Rochester NY 14623, United States DESCRIPTION: I help educate and enroll people in Medicare RENTAL PROPERTY POSITION: I own the houses that are rented out to tenants NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2010 ADDRESS: 12 Tilsit Way, Webster NY 14580, United States DESCRIPTION: Collect rent, inspect property, maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-29
S63 Uniform Securities Agent State Law Examination 1997-09-03
  • S66 Uniform Combined State Law Examination
    2012-02-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-03
Other Names
  • Marty Lazzaro

View on SEC IAPD

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