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Michael Francis Connell

Edward Jones

Lake Oswego, OR

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-02
OR RA APPROVED 2017-07-07
  • TX RA
    APPROVED_RES
    Since 2023-02-02
  • OR RA
    APPROVED
    Since 2017-07-07

Branch Locations

One Centerpointe Dr Ste 111, Lake Oswego, OR 97035-0625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Asset Mgmt/Deutsche Am Distributors Chicago IL 08/2014 12/2016
Edward Jones St Louis MO 04/2017 Present
Unemployed West Linn OR 01/2017 03/2017
  • 08/2014 → 12/2016
    Deutsche Asset Mgmt/Deutsche Am Distributors
    Chicago, IL
  • 04/2017 → Present
    Edward Jones
    St Louis, MO
  • 01/2017 → 03/2017
    Unemployed
    West Linn, OR
Previous Registrations
  • 2004-06-16 → 2007-05-04
    Alliancebernstein L.P.
    New York, NY
    West Linn, OR
    Nashville, TN
  • 2003-02-26 → 2004-03-24
    American Skandia Advisory Services, Inc.
    Shelton, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-01
S65 Uniform Investment Adviser Law Examination 2001-03-12
S63 Uniform Securities Agent State Law Examination 1998-07-03
  • S66 Uniform Combined State Law Examination
    2017-05-01
  • S65 Uniform Investment Adviser Law Examination
    2001-03-12
  • S63 Uniform Securities Agent State Law Examination
    1998-07-03
Other Names
  • Michael Francis Connell
  • Michael F Connell

View on SEC IAPD

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NORTHMARQ FUND MANAGEMENT, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RBC CAPITAL MARKETS, LLC
CWM, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PACIFIC RIDGE CAPITAL PARTNERS, LLC

Other Investors

Grace Buchanan
ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

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