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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-07-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Delray Beach | FL | 11/2013 | Present |
(1) 11/18/2013: Wexford Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 90%. (2) 08/14/2024 - Aries Capital Management, LLC DBA Aries Group Benefits - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date08/09/2024 - 10 Hours Per Month/0 Hours During Securities Trading (3) 07/07/2026 - AriesRx - Business Owner - Not Investment Related - Delray Beach, FL - Start Date 07/01/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-14 |
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