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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-03 |
| CA | RA | APPROVED | 2014-01-20 |
Branch Locations
1130 Iron Point Rd Ste 150, Folsom, CA 95630-8310 • United States
El Dorado Hls, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Folsom | CA | 01/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Folsom | CA | 03/2020 | Present |
Business Ownership; Pecuniary Synergies; Owner; Manage Ameriprise Business; 2800 Felton Way, , El Dorado Hills, CA, 95762; Investment-Related; 02/02/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-05 |
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