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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-06 |
| TX | RA | APPROVED | 2021-07-02 |
Branch Locations
814 North Highway A1A Suite 203, Ponte Vedra Beach, FL 32082-3298 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ponte Vedra Beach | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ponte Vedra Beach | FL | 11/2016 | 07/2021 |
| Janney Montgomery Scott Llc | Ponte Vedra Beach | FL | 07/2021 | Present |
Rental Property, Ponte Vedra Beach, FL. Joint owner with Spouse (05/2021). Not investment related, 1 hour/month, rental income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-02 |
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