Best Investors Account Sign in

Andrew Currie Anderson

LPl Financial LLC

Huntington Beach, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-30
TX RA APPROVED_RES 2023-06-30
  • CA RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED_RES
    Since 2023-06-30

Branch Locations

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities La Jolla CA 01/2009 06/2023
Lpl Financial Llc Huntington Beach CA 06/2023 Present
  • 01/2009 → 06/2023
    Wedbush Morgan Securities
    La Jolla, CA
  • 06/2023 → Present
    Lpl Financial Llc
    Huntington Beach, CA
Previous Registrations
  • 2009-01-02 → 2023-07-11
    Wedbush Securities Inc.
    Seal Beach, CA
    Costa Mesa, CA
    Seal Beach, CA
    La Jolla, CA
    Pasadena, CA
    Huntington Beac, CA
  • 2001-06-25 → 2008-12-31
    First Wall Street Corp.
    Seal Beach, CA
    La Jolla, CA
    San Diego, CA
Other Businesses

1- 06/2023 / WILSON CO OP / Act in a Fiduciary Capacity / INVESTMENT RELATED / START DATE 12/07/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-21
S63 Uniform Securities Agent State Law Examination 1997-11-15
  • S65 Uniform Investment Adviser Law Examination
    2000-05-21
  • S63 Uniform Securities Agent State Law Examination
    1997-11-15

View on SEC IAPD

More in Huntington Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor