Max Dean

Current Employers

Dean Wealth Partners, Llc

7200 N Mopac Expressway Suite 140, Austin, TX 78731 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-21

TX RA
APPROVED

Since 2019-05-21

Branch Locations

7200 N Mopac Expressway Suite 140, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Austin	TX	09/2005	11/2018
Dean Wealth Partners, Llc	Austin	TX	11/2018	Present
Purshe Kaplan Sterling Investments	Albany	NY	11/2018	Present

09/2005 → 11/2018

Ameriprise Financial Services, Inc.

Austin, TX
11/2018 → Present

Dean Wealth Partners, Llc

Austin, TX
11/2018 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

1997-09-19 → 2018-11-23

Ameriprise Financial Services, Llc

Austin, TX

Austin, TX

Austin, TX

Other Businesses

(1)Dean Wealth Partners, LLC. Investment Related. 7200 N MoPac Expy, Suite 140, Austin TX 78731. RIA. Principal Operator. Start 11/2018. 120 hours per week, 100 during trading. Financial Advisor/Owner. (2)Fixed Insurance. Not Investment Related. 7200 N. MoPac Expy, Suite 140, Austin TX 78731. Insurance. Agent. Start 12/1997. 3 hours per month, 2 during trading. Sell insurance.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-09-17

S63 Uniform Securities Agent State Law Examination

1997-09-17

View on SEC IAPD