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Shane Monquel Spells

LPl Financial LLC

Warner Robins, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-04-28
  • GA RA
    APPROVED
    Since 2017-04-28

Branch Locations

128 Tommy Stalnaker Dr Ste 300, Warner Robins, GA 31088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Macon GA 06/2005 04/2017
Suntrust Advisory Services Atlanta GA 09/2016 04/2017
Lpl Financial, Llc Warner Robins GA 04/2017 Present
  • 06/2005 → 04/2017
    Suntrust Investment Services, Inc
    Macon, GA
  • 09/2016 → 04/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2017 → Present
    Warner Robins, GA
Previous Registrations
  • 2016-09-19 → 2017-04-27
    Macon, GA
    Macon, GA
    Warner Robins, GA
    Warner Robins, GA
    Macon, GA
    Warner Robins, GA
    Macon, GA
    Warner Robins, GA
  • 2005-06-23 → 2016-12-31
    Truist Investment Services, Inc.
    Macon, GA
    Martinez, GA
    Macon, GA
    Macon, GA
    Macon, GA
    Macon, GA
    Warner Robins, GA
    Warner Robins, GA
    Warner Robins, GA
    Warner Robins, GA
    Warner Robins, GA
    Macon, GA
    Macon, GA
    Macon, GA
    Macon, GA
    Macon, GA
  • 2003-01-16 → 2004-05-26
    Macon, GA
Other Businesses

1) 4/24/2017 - BOOKKEEPER NATURE - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 9/1/2012 - 2 Hours Per Month/0 Hours During Securities Trading. 2) 07/27/2017 - ARTAAD Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) Started 04/24/2017 - 160 Hours Per Month During Securities Trading. 3) 8/1/2017 - ARTAAD, Inc. - Investment Related - Home Based, and Macon, GA 31206 & 128 Tommy Stalnaker Dr., Warner Robins, GA 31088 - Real Estate Rental - Started 02/01/2001 - 1 Hour Per Month During Securities Trading. 4). 06/05/2019 - Protec-Tees - Not investment related - Home based - Business Owner - start date:04/01/2019 - 10 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-30
  • S66 Uniform Combined State Law Examination
    1997-10-30
Other Names
  • Shane M Spells

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