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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
IN RA APPROVED 2024-11-14
KY RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
WV RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • IN RA
    APPROVED
    Since 2024-11-14
  • KY RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • WV RA
    APPROVED
    Since 2024-11-14

Branch Locations

2 Summit Park Dr Suite 215, Independence, OH 44131 • United States

9078 Union Centre Blvd Suite 350, West Chester, OH 45069 • United States

9300 Shelbyville Road Suite 900, Louisville, KY 40222 • United States

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Columbus OH 04/2012 Present
Pruco Securities, Llc. Columbus OH 04/2012 11/2024
Lpl Enterprise, Llc Columbus OH 11/2024 Present
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2001-10-12

View on SEC IAPD

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