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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Pittsford, NY • United States

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ashton Thomas Securities, Llc Rochester NY 03/2005 Present
Monroe County Sheriff 's Office Rochester NY 08/2003 Present
David Prull Pittsford NY 08/2005 Present
  • 03/2005 → Present
    Rochester, NY
  • 08/2003 → Present
    Monroe County Sheriff 's Office
    Rochester, NY
  • 08/2005 → Present
    David Prull
    Pittsford, NY
Other Businesses

1) Monroe County Sheriff 's Office; Non Investment-Related; Rochester, NY; Law Enforcement; Deputy Sheriff Investigator; 08/2003; Devote 160 Hours per month, 40 hours during market hours 2) David Prull; Investment-Related; Pittsford, NY; Insurance Sales; Insurance Agent; 08/2005; Devote 2 Hours per month, 0 hours during market hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-05
S63 Uniform Securities Agent State Law Examination 1997-12-10
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-12-10
Other Names
  • David Wesley Prull

View on SEC IAPD

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