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200 Berkeley Street, Boston, MA 02116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Distributors Llc | Chester Sprins | PA | 02/2009 | Present |
| John Hancock | Franklin | MA | 02/2009 | Present |
| Manulife Asset Management (Us) Llc | Boston | MA | 12/2012 | 01/2020 |
| Personal Financial Services Llc | Boston | MA | 01/2020 | Present |
OBA Name: Claybrook Home Owners Association Investment-related? No OBA Address: Wildebrook Rd, Medway MA 02053 OBA Nature: This is for a volunteer trustee position for the neighborhood homeowners association. Position, Title, or Relationship with the OBA: Trustee OBA Start Date: 4/1/2023 Approximate number of hours/month devoted to the OBA: 1 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Act as a trustee for the neighborhood association. Primary responsibility is the oversight and maintenance of the neighborhood pumphouse and sewer system, coordinate annual maintenance, monitor and adjust HOA budgets/ assessments to cover any issues and ensure the electic, gas and tax bills are accurate and paid on time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-13 |
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