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Rebecca Dolva Jean Watson

LPl Financial LLC

Myrtle Beach, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-09-21
CA RA APPROVED 2014-09-09
  • SC RA
    APPROVED
    Since 2021-09-21
  • CA RA
    APPROVED
    Since 2014-09-09

Branch Locations

Myrtle Beach, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Sacramento CA 08/2014 08/2021
Lpl Financial, Llc Surfside Beach SC 08/2021 Present
Previous Registrations
  • 2008-06-12 → 2014-08-25
    Aw Securities
    Folsom, CA
  • 2011-09-09 → 2014-08-25
    Allworth Financial, L.P.
    Folsom, CA
  • 2011-09-09 → 2012-11-20
    Pathway Strategic Advisors
    Folsom, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-12
S63 Uniform Securities Agent State Law Examination 1997-09-04
  • S65 Uniform Investment Adviser Law Examination
    1998-08-12
  • S63 Uniform Securities Agent State Law Examination
    1997-09-04
Other Names
  • Rebecca Dolva Watson
  • Rebecca Dolva Jean Watson
  • Rebecca Dolva Jean Watson
  • Rebecca Dolva Jean Watson-Schroer

View on SEC IAPD

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