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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-25 |
| WA | RA | APPROVED | 2025-04-25 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bellevue | WA | 02/2009 | 04/2025 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 04/2025 | Present |
RENTAL PROPERTY; INV RELATED; SCOTTSDALE, AZ; 100% OWNERSHIP; 03/24; 1 HOUR PER MONTH; 0 DURING TRADING; SHORT TERM VACATION RENTAL| KNP PROPERTIES, LLC; INV RELATED; BOTHELL, WA; 50% OWNERSHIP; 03/24; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY BUSINESS ACCOUNT ROSLYN BREWERY ; NOT INV RELATED;ROSLYN ,WA; BREWERY ;25% OWNERSHIP; START DATE: 05/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-31 |
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