Mark Steven Fantasia

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-29
MA	RA	APPROVED	2023-08-01

FL RA
APPROVED

Since 2025-08-29
MA RA
APPROVED

Since 2023-08-01

Branch Locations

Sarasota, FL • United States

81 Merriam Ave., Leominster, MA 01453 • United States

Boylston, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Inc.	San Diego	CA	04/2006	07/2023
Workers Credit Union	Fitchburg	MA	04/2006	07/2023
Cambridge Investment Research, Inc.	Fairfield	IA	07/2023	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	07/2023	Present

04/2006 → 07/2023

Cuso Financial Services, Inc.

San Diego, CA
04/2006 → 07/2023

Workers Credit Union

Fitchburg, MA
07/2023 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
07/2023 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2006-04-20 → 2023-08-01

Cuso Financial Services, L.P.

Chelmsford, MA

Fitchburg, MA
2005-10-18 → 2006-04-17

Cetera Investment Services Llc

Worcester, MA
2004-10-20 → 2005-10-25

Banc Of America Investment Services, Inc.

Worchester, MA
2004-07-16 → 2004-10-20

Quick & Reilly, Inc.

Worcester, MA

Other Businesses

1) MARK FANTASIA WEALTH MANAGEMENT, 81 Merriam Ave, Leominster MA 01453, 03/22/2024, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO - 5 HR TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) MARK FANTASIA WEALTH MANAGEMENT, LLC, 81 Merriam Ave., Leominster MA 01453, United States, 07/31/2023, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR TRADING 4) MARK FANTASIA WEALTH MANAGEMENT INC., 2913 Williamsburg Street, Sarasota, FL 34231, 03/2024, Treasurer, DBA Name, NIR, 150 HR/MO, 100 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-02
S63	Uniform Securities Agent State Law Examination	1997-07-30

S65 Uniform Investment Adviser Law Examination

2004-07-02
S63 Uniform Securities Agent State Law Examination

1997-07-30

View on SEC IAPD