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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2014-10-22 |
Branch Locations
Chattanooga, TN • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sws Financial Services | Chattanooga | TN | 12/2008 | Present |
208 Haney Drive, Chattanooga, TN 37411; Investment related - Chattanooga, TN; insurance agency; broker ; Started 5/01/2020; 5 hrs/year; 5 hrs/year during business hours; I sell insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
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