Peter Hatzakos

Current Employers

Employment History

• 08/2016 → 04/2020
  Hsbc Bank Usa, N.A.
  New York, NY
• 04/2020 → Present
  Osaic Wealth Inc.
  Holmdel, NJ

Previous Registrations

• 2006-07-12 → 2020-05-07
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
  Brooklyn, NY
  Staten Island, NY
  Brooklyn, NY
  Glen Oaks, NY
  Brooklyn, NY
  Staten Island, NY
  Brooklyn, NY
  Chatham, NJ

Other Businesses

1) PETER HATZAKOS POSITION: Owner NATURE: Not structured as a business but is owned jointly with my spouse. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2015 ADDRESS: 2690 Coral Landings Blvd, Palm Harbor FL 34994, United States DESCRIPTION: I am the owner of this 2 bedroom condominium. I have a family friend who manages the property for me that lives locally. I do not handle any of the repairs or tenant concerns. I receive the rent via direct deposit so I spend no time per month on this OBA. 2) PETER HATZAKOS & ERICA HATZAKOS POSITION: owner NATURE: Joint ownership with spouse INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2018 ADDRESS: 102 Bay Blvd, Seaside Heights NJ 08751, United States DESCRIPTION: Answer any requests or concerns from tenants. Collect rents from tenants and pay necessary bills associated with the property. 3) PETER & ERICA HATZAKOS POSITION: Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 102 SW Peacock Blvd, Port St. Lucie FL 34986, United States DESCRIPTION: Answer any concerns tenant may have and make arrangements for any repairs if needed. 4) PETER HATAKOS WEALTH MANAGEMENT. POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/11/2026 ADDRESS: 516 SW California Ave., Stuart FL 34994, United States DESCRIPTION: Insurance quotes, policy reviews, provide insurance advice. 5) PETER HATZAKOS WEALTH MANAGEMENT. POSITION: Financial Advisor NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 05/11/2026 ADDRESS: 516 SW. California Ave, Stuart FL 34994, United States DESCRIPTION: I am a Senior Financial Advisor with a broad area of expertise. My duties include providing advice to new and existing clients who want to receive ongoing advice and wealth management planning services for a fee. I also provide commission based services to clients that do not require ongoing advice but just want my recommendations from time to time. Some of my other duties include reviewing statements for clients, opening new accounts, servicing existing accounts, and conducting client reviews and account analysis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-06
• S63 Uniform Securities Agent State Law Examination
  2003-05-22