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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-06-21 |
Branch Locations
5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1. OUTSIDE FIXED BUSINESS 2. UNION WEST INSURANCE SERVICES, INC, TREASURER, A STRAW CORPORATION USED FOR CHECKING PURPOSES ONLY FOR OUTSIDE BUSINESS ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-05 |
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