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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
MA RA APPROVED 2015-02-23
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • MA RA
    APPROVED
    Since 2015-02-23

Branch Locations

1 Van De Graaff Drive Suite 500, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axial Financial Group Burlington MA 02/2012 Present
Commonwealth Financial Network Waltham MA 02/2012 Present
Other Businesses

1. Fixed insurance sales conducted under 'Axial Financial Group, LLC'; As of 08/17/16 Conducted from branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-17
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S66 Uniform Combined State Law Examination
    2015-02-17
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20

View on SEC IAPD

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