Arthur Hardy

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/2005, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; (2) DEBANY FINANCIAL GROUP, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 2002, 40HRS/WK (32.5 TRADING HOURS), ADVISORY REPRESENTATIVE; (3) NAME OF OTHER BUSINESS: HARDY FINANCIAL STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FIXED INSURANCE & ANNUITIES START DATE: 2013 POSITION/TITLE/RELATIONSHIP: 100% OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: INDEPENDENT LIFE INSURANCE AGENT ; (4) NAME OF OTHER BUSINESS: ARTHUR HARDY INC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 01/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: S-CORP FOR ACCOUNTING AND TAX PURPOSES ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-31