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Nicolas Johann Knapik

Avidian Wealth Solutions

Jenson Beach, FL

Houston, TX

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Current Employers
Avidian Wealth Solutions

800 Town & Country Blvd Ste 220, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-19
  • TX RA
    APPROVED
    Since 2023-01-19

Branch Locations

Jenson Beach, FL • United States

800 Town & Country Blvd Ste 220, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rj Capital Houston TX 08/2012 07/2023
Avidian Wealth Solutions, Llc Houston TX 01/2023 Present
  • 08/2012 → 07/2023
    Rj Capital
    Houston, TX
  • 01/2023 → Present
    Avidian Wealth Solutions, Llc
    Houston, TX
Previous Registrations
  • 2019-01-11 → 2023-07-28
    Rj Capital Llc
    Jensen Beach, FL
    Houston, TX
  • 2016-02-16 → 2019-01-11
    Rj Capital, Llc
    Houston, TX
  • 2014-10-21 → 2016-04-20
    Mercer Global Advisors Inc.
    Sarasota, FL
    Tampa, FL
  • 2012-08-16 → 2014-11-14
    Rj Capital, Llc
    Houston, TX
  • 2009-04-28 → 2012-12-20
    The Mutual Fund Store
    Sugar Land, TX
  • 2009-05-04 → 2012-11-01
    The Mutual Fund Store
    Houston, TX
  • 2006-10-27 → 2012-11-01
    The Mutual Fund Store
    Houston, TX
  • 2006-11-07 → 2007-11-29
    The Mutual Fund Store
    Overland Park, KS
  • 2004-11-17 → 2005-07-28
    Charles Schwab & Co., Inc.
    West Hartford, CT
  • 2004-02-05 → 2004-08-06
    Charles Schwab & Co., Inc.
    GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-11
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S65 Uniform Investment Adviser Law Examination
    1998-09-11
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05
Other Names
  • Nick Knapik
  • Nicolas J. Knapik

View on SEC IAPD

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